eFinancialCareers

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Compliance Policies and Procedures Attorney	Morgan Stanley not disclosed	USA-NJ-Jersey City	13 Oct 08

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Branch Office Manager	Not Disclosed 100K	USA-NJ-Jersey City	08 Oct 08

Compliance branch office manager coming out of a insitutional side of firm.

Trading surveillance compliance officer	Not Disclosed 75K	USA-NJ-Jersey City	08 Oct 08

Trading surveillance compliance officer

Branch office manager - Compliance	Not Disclosed 100K base plus a bonus	USA-NJ-Jersey City	08 Oct 08

Branch office Compliance manager with Insitutional experience needed

Branch Office Manager (TBD)	Not Disclosed 100k base	USA-NJ-Jersey City	08 Oct 08

• Must always adhere to high ethical standards in dispatching job responsibilities; • Manage branch administr...

Senior Counsel, Investment Management (R5216)	Barker & Gilmore, LLC Base and Bonus	USA-NJ-Jersey City	02 Oct 08

Large investment management company seeking 4+ year attorney to advise growing business.

Compliance officer	Not Disclosed 75K	USA-NJ-Jersey City	16 May 08

Compliance officer

US Company Secretarial Operations Attorney	Macquarie Information not provided	USA-NY-New York City	13 Oct 08

The US Company Secretarial Division is in need of an Attorney in their New York office.

Account Support Executive	Macquarie Information not provided	USA-NY-New York City	13 Oct 08

As a result of growth, we are currently seeking an account support executive in the New York office.

Compliance Analyst	Not Disclosed Competitive Salary	USA-CT-Stamford	13 Oct 08

Compliance professional to support Insurance Fixed Income Investment team in overseeing and administering an i...

Compliance Associate	Morgan Stanley not disclosed	USA-NY-New York City	13 Oct 08

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AML Associate - ISG Division	Morgan Stanley not disclosed	USA-NY-New York City	13 Oct 08

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GWM/Retail Compliance Associate	Morgan Stanley not disclosed	USA-NY-New York City	13 Oct 08

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VP, Compliance Officer	BNP Paribas not disclosed	USA-NY-New York City	13 Oct 08

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VP, Securities Lending Compliance Liasion	BNP Paribas not disclosed	USA-NY-New York City	13 Oct 08

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Manager, US Compliance	JR Stadin, LLC 150,000 - 180,000 Base Salary Plus Bonus	USA-NY-New York City	12 Oct 08

A multi-billion dollar fund of hedge funds is currently looking to hire a Manager, US Compliance who will over...

Associate Director Commodities Compliance	Ashton Lane Group, Inc Excellent Base & Bonus	USA-NY-New York City	12 Oct 08

Provide compliance support to US Commodities business that includes the trading of power and natural gas for f...

Compliance Officer / New York	Integrated Management Resources 150K+	USA-NY-New York City	11 Oct 08

Top Fund of Funds is looking for a mid- to senior-level Compliance Officer to be responsible for the managemen...

Manager, Fund Structure & Investor Relations (IMA's, Fee Agreements, Fund Structures, Negotiation)	Northwest Integrators LLC Highly competitive (Base + lucrative bon...	USA-CT-Stamford	11 Oct 08

We are seeking a dynamic, highly skilled manager with extensive experience in fund structuring, investor lega...

Counterparty Relations (JD preferred) Agreement Negotiation & Relationship Management	Not Disclosed Highly competitive (base + outstanding b...	USA-CT-Stamford	11 Oct 08

Skilled senior negotiator needed to draft and negotiate numerous 3rd party agreements (ISDA's, GMRA's, MRA's, ...

Attorney (Consulting & Software License Agreement negotiation)	Northwest Integrators LLC Highly competitive (base + exceptional b...	USA-CT-Stamford	11 Oct 08

Skilled Attorney with exceptional negotiation skills sought to draft, review, and negotiate technology license...

Compliance and Testing - BSA / AML	Legend Global Search, Inc. $115K - $125K	USA-NY-New York City	11 Oct 08

BSA/AML Compliance / Auditing / Operations - Financial Service Organization

Vice President - Compliance for US Banking	Legend Global Search, Inc. $165K + Bonus	USA-NY-New York City	11 Oct 08

VP - Compliance - Banking - Global Financial Services Company

Regulatory Filing Group Officer	Legend Global Search, Inc. DOE	USA-NY-New York City	11 Oct 08

Regulatory Filing Group Officer - Broker Dealer arm of global Financial Conglomerate

Compliance Manager (New York / Houston or California)	Huxley Associates Negotiable	USA-NY-New York City	10 Oct 08

We seek a qualified compliance officer to work in very fast paced environment. The Compliance Manager will be ...

Senior Manager - Life Sciences	Not Disclosed 170-210K base, 10-20% bonus, potential s...	USA-NY-New York City	10 Oct 08

Global Consulting leader seeks your combination Life Sciences industry experience and implementation experienc...

SENIOR FINANCIAL REPORTING ACCOUNTANT	Not Disclosed $60,000	USA-NY-New York City	10 Oct 08

Successful Law Firm seeks a Senior Financial Reporting Accountant in their New York City office.

General Counsel-Hedge Fund	IJC Partners, LLC. Competitive	USA-NY-New York City	10 Oct 08

Multi-strategy fund seeking 5+ year attorney to advise growing business.

Associate General Counsel	Moody's Investors Service Not Specified	USA-NY-New York City	10 Oct 08

Moody's is an essential component of the global capital markets, providing credit ratings, research, tools and...

Vice President (VP) Compliance	Not Disclosed $110,000 - $150,000	USA-NY-New York City	09 Oct 08

Our client is a very well known and well respected research and financial analysis firm. The Compliance group ...

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